John Broscious
John is a Financial Advisor and Senior Portfolio Management Director for The Stotz Broscious Group at Morgan Stanley in Colchester, VT, partnering with Tim Stotz to run the group’s various portfolio strategies. He has extensive experience in trading, and directs trade execution across client accounts, over the broader portfolio, as well as works with client’s individually on custom trades and options strategies. He serves as part of the team’s investment committee, reviewing and selecting investment managers for clients.
John’s experience working with ultra-high net worth families enabled him to obtain the rigorous Family Wealth Director certification. He has received specific training to better assist our clients with a broad spectrum of wealth management areas, including:
• Business succession planning and monetizing business ownership
• Alternative investments
• Control and restricted securities
• Equity and interest rate risk management
• Wealth transfer
• Family Governance and Wealth Education
• Philanthropic Services
John is a leader on the team for financial planning. He focuses on income and cash flow planning, strategic asset allocation, and equity compensation planning. He provides exemplary service to clients through consistent communication and experience backed advice. John has worked alongside Tim Stotz in wealth management since 2005 at Merrill Lynch. He graduated from the University of Vermont with a Bachelor of Science in Business.
Timothy Stotz
Tim is a Financial Advisor and Senior Portfolio Management Director under Morgan Stanley’s Portfolio Management program. Tim focuses on executive services including restricted and concentrated stock management, options, hedging, and alternative investment strategies. He has extensive experience working with executives and entrepreneurs in biotechnology and other science and technology fields, and over his career has built an extensive network to help individuals who hold equity in emerging technology businesses.
Tim has been in private wealth management for over 26 years. Prior to which, he was in the banking industry in the Boston area. Tim has a B.S. degree from the Whittemore School of Business and Economics at the University of New Hampshire. He is a 1991 recipient of the Holloway Prize for Entrepreneurs awarded by the University of New Hampshire.
Connor Duffy
Connor joined The Stotz Broscious Group in 2022 as a Wealth Management Associate. He has over 16 years of experience in wealth management and was most recently a Portfolio Manager at Maple Capital. He rejoined Morgan Stanley after being with the firm in New York City from 2011-2018 as a Financial Advisor. He has also held positions at Key Private Bank, Goldman Sachs/Ayco, and Northeast Investment Management. Throughout his career he as worked closely with individuals and families to create portfolios that help meet their specific goals and objectives.
Connor has a BA from Boston College and an MBA from Tulane. He lives in Shelburne with his wife Kate and two children, June (7) and Kevin (3).
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each of which may create a different type of relationship with different obligations to you. Please visit us
at http://www.morganstanleyindividual.com or consult with your Financial Advisor to understand these
differences.
This material does not provide individually tailored investment advice. It has been prepared without
regard to the individual financial circumstances and objectives of persons who receive it. The strategies
and/or investments discussed in this material may not be appropriate for all investors. Morgan Stanley
Wealth Management recommends that investors independently evaluate particular investments and
strategies, and encourages investors to seek the advice of a Financial Advisor. The appropriateness of a
particular investment or strategy will depend on an investor’s individual circumstances and objectives.
Asset Allocation does not assure a profit or protect against loss in declining financial markets.
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